Financial advisors face an increasing regulatory burden. The Corporations Act, Regulations and ASIC guidance are frequently reviewed. From the detail needed in an SOA to the future of the best interests safe harbour, constant change makes it harder for advisors to do their job.

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We help advisors meet that regulatory burden by advising on how they can comply with their statutory duties and other obligations. We also advise on how the law applies at any given time whether as a result of Corps Act amendment or changes to Regulatory Guides.

We also advise authorised representatives on their rights in respect of their licensees, negotiating authorised representative agreements and other contractual obligations to ensure the law is complied with and a fair outcome is achieved.